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Depository Trust Company
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281	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]GENCAP Strategies LLC, et al.; Notice of Application July 30, 2013 Agency: Securities and Exchange Commission (the “Commission” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:10:29 Funds Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Security Depository Trust & Clearing Corporation Stock fund Financial economics Investment Finance
282	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Principal Management Corporation, et al.; Notice of Application September 20, 2013 Agency: Securities and Exchange Commission (“C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-23 16:04:58 Funds Financial services Financial markets Exchange-traded fund Mutual fund Security Net asset value Bond Depository Trust & Clearing Corporation Financial economics Investment Finance
283	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Ranger Alternative Management, L.P. and Ranger Funds Investment Trust; Notice of Application August 1, 2013 Agency: Securities and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-01 18:47:37 Funds Financial services Financial markets Stock market Exchange-traded fund Security Mutual fund Net asset value Depository Trust & Clearing Corporation Financial economics Investment Finance
284	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]August 30, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change In Order to Termina Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 14:15:45 Central Securities Depositories Securities Depository Trust & Clearing Corporation Security Securities Exchange Act Short U.S. Securities and Exchange Commission Financial economics Financial system Finance
285	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]October 11, 2013 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Terminate the Seale Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 07:59:32 Finance Depository Trust & Clearing Corporation Settlement U.S. Securities and Exchange Commission Securities Exchange Act Clearing Envelope Securities Financial economics Financial system
286	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]May 10, 2013 Self-Regulatory Organizations; The Depository Trusts Company; Notice of Filing and No Objection to Advance Notice to Renew Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-10 17:37:10 Securities Financial markets Central Securities Depositories Depository Trust & Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act ACT Short Clearing Settlement Financial economics Financial system Finance
287	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 18, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Advance Notice to Reduce Liquidity Risk R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-20 11:01:10 Finance Central Securities Depositories Depository Trust & Clearing Corporation Settlement Securities Financial economics Financial system
288	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 4, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-06-06 16:54:12 Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Settlement Financial economics Financial system Finance
289	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]July 9, 2014 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Modify the Receiver Aut Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-10 16:18:44 Securities United States securities law Central Securities Depositories Stock market Depository Trust & Clearing Corporation Security Short Settlement Securities Exchange Act Financial economics Financial system Finance
290	Important Notice The Depository Trust Company B #: 1396‐14 Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-07-23 09:27:22 Taxation 73rd United States Congress United States Securities and Exchange Commission United States securities law Security Stock market Income tax in the United States Taxation in the United States Securities Exchange Act Financial economics Economics Finance

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